Regulatory

Financial Supervisory

Nordic Archipelago Investments AB is authorized and regulated by the Swedish Financial Supervisory Authority (Finansinspektionen).

 

Other

Financial reports
Archipelago publish annual and interim financial statements in accordance with the Annual Accounts Act for Credit Institutions and Securities Companies. If you wish to take part of Archipelago’s financial statements, please contact info@archipelago-investments.com.

Capital adequacy
In accordance with regulations and guidelines Archipelago provide quarterly information on capital base and capital. Calculation of requirements are carried out in accordance with regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, FSA regulations and guidelines (FFFS 2014:12) regarding disclosure of capital adequacy and risk management and FSA regulations (FFFS 2010:7) regarding management of liquidity risks in credit institutions and investment firms. If you wish to take part of Archipelago’s capital adequacy statements, please contact info@archipelago-investments.com.

Remuneration policy
In accordance with FSA regulations on remuneration (FFFS 2011:1), banks, securities companies and fund companies with permits for discretionary management, 2 Ch. § 1, Archipelago have a documented remuneration policy, which covers all employees. The remuneration policy is consistent with and promote an effective risk management and discourage excessive risk-taking. The remuneration policy is consistent with the company’s strategy, objectives, values and long-term interests. The policy is updated and reviewed regularly. In light of the above, the Board has approved detailed principles and guidelines for Archipelago’s employee benefits. More detailed information regarding Archipelago’s Remuneration policy will be submitted by the company on request, please contact info@archipelago-investments.com.

Privacy policy
The aim of this policy is to establish Personal Data protection standards that will comply with statutory requirements imposed by the General Data Protection Regulation EU 2016:679 (“GDPR”) and other national laws requiring an adequate data protection standard. More detailed information regarding Archipelago’s Privacy policy will be submitted by the company on request, please contact info@archipelago-investments.com.

Other policies and guidelines
Best execution policy, conflict of interest policy and other policies and guidelines are available on request, please contact info@archipelago-investments.com.

Complaints
Any complaints should be forwarded in writing to info@archipelago-investments.com.

 

Legal information på svenska

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Kontrollfunktioner

Riskhantering

Kapitaltäckning och likviditet

Ersättningspolicy

Bästa möjliga resultat

Principer för aktieägarengagemang

Integritetspolicy

 

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