Regulatory

Financial Supervisory

Nordic Archipelago Investments AB is authorized and regulated by the Swedish Financial Supervisory Authority (Finansinspektionen).

 

Other

Market sounding
Archipelago does not participate in ”market soundings” as defined in Article 11 of MAR (EU Regulation 596/2014). For questions related to MAR please contact CEO.

Financial reports
Archipelago publish annual and interim financial statements in accordance with the Annual Accounts Act for Credit Institutions and Securities Companies. If you wish to take part of Archipelago’s financial statements, please contact info@archipelago-investments.com.

Capital adequacy
In accordance with regulations and guidelines Archipelago provide quarterly information on capital base and capital. Calculation of requirements are carried out in accordance with regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, FSA regulations and guidelines (FFFS 2014:12) regarding disclosure of capital adequacy and risk management and FSA regulations (FFFS 2010:7) regarding management of liquidity risks in credit institutions and investment firms. If you wish to take part of Archipelago’s capital adequacy statements, please contact info@archipelago-investments.com, alternatively is available in Swedish below.

Remuneration policy
In accordance with FSA regulations on remuneration (FFFS 2011:1), banks, securities companies and fund companies with permits for discretionary management, 2 Ch. § 1, Archipelago have a documented remuneration policy, which covers all employees. The remuneration policy is consistent with and promote an effective risk management and discourage excessive risk-taking. The remuneration policy is consistent with the company’s strategy, objectives, values, integration of sustainability risks and long-term interests. The policy is updated and reviewed regularly. In light of the above, the Board has approved detailed principles and guidelines for Archipelago’s employee benefits. More detailed information regarding Archipelago’s Remuneration policy will be submitted by the company on request, please contact info@archipelago-investments.com, alternatively is available in Swedish below.

Privacy policy
The aim of this policy is to establish Personal Data protection standards that will comply with statutory requirements imposed by the General Data Protection Regulation EU 2016:679 (“GDPR”) and other national laws requiring an adequate data protection standard. More detailed information regarding Archipelago’s Privacy policy will be submitted by the company on request, please contact info@archipelago-investments.com, alternatively is available in Swedish below.

Policy on the integration of sustainability risks
Archipelago consider principal adverse impacts of investment decisions on sustainability factors. The aim of this policy is to provide information about Archipelago’s integration of sustainability risks in the investment-decision making process (due-diligence policy) related to its portfolio management/fund management. More detailed information regarding this policy will be submitted by the company on request, please contact info@archipelago-investments.com, alternatively is available in Swedish below.

Other policies and guidelines
Best execution policy, conflict of interest policy, shareholder engagement policy and other policies and guidelines are available on request, please contact info@archipelago-investments.com, alternatively is available in Swedish below.

Complaints
Any complaints should be forwarded in writing to info@archipelago-investments.com.

 

Legal information på svenska

Klicka på länk till dokument:

Kontrollfunktioner

Riskhantering

Ersättningar

Kapitaltäckning och likviditet

Bästa möjliga resultat

Marknadssonderingar

Ersättningspolicy

Principer för aktieägarengagemang

Policy för integrering av hållbarhetsrisker

Integritetspolicy

 

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